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Journal cover: Journal of Financial Regulation and Compliance

Journal of Financial Regulation and Compliance

ISSN: 1358-1988

Online from: 1992

Subject Area: Accounting and Finance

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Table of contents:
Volume 16 issue 1

Published: 2008, Start page: p8

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Articles
Article Id: Article Information:
1711401 Lessons from the Northern Rock affair
Kevin Keasey, Gianluca Veronesi (pp. 8 - 18)
Keywords: Banking, Banks, Credit rating, Financial modelling, Regulation, United Kingdom
Article type: Research paper
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1711402 The sub-prime crisis, the credit squeeze and Northern Rock: the lessons to be learned
Maximilian J.B. Hall (pp. 19 - 34)
Keywords: Banking, Banks, Business failures, Financial institutions, United Kingdom
Article type: Research paper
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1711403 The Northern Rock crisis: a multi-dimensional problem waiting to happen
David T. Llewellyn (pp. 35 - 58)
Keywords: Banking, Banks, Financial markets, United Kingdom
Article type: Research paper
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1711404 Regulation and information asymmetry: Evidence from the performance of industrial and utility firms issuing seasoned equity in the USA
Robyn McLaughlin, Assem Safieddine (pp. 59 - 76)
Keywords: Equity issuance, Information asymmetry, Performance, Regulation, Utilities
Article type: Research paper
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1711405 Diamond detail and gem fraud status
J.D. Boles (pp. 77 - 84)
Keywords: Crimes, Fraud, Terrorism
Article type: Viewpoint
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1711406 Regulation development and MiFID impact on collective investment in Spain
Begoña Torre Olmo, Sergio Sanfilippo Azofra, Carlos López Gutiérrez (pp. 85 - 92)
Keywords: Investment funds, Regulation, Spain
Article type: Research paper
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1711407 A practitioner's guide to mortgage regulation
Chris Cummings (pp. 93 - 107)
Keywords: Mortgage companies, Regulation
Article type: Viewpoint
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1711408 European Court of Justice clarifies circumstances in which financial institutions may exchange credit information without breaching competition law
Fred Houwen (pp. 108 - 110)
Keywords: Credit, European legislation, Financial institutions
Article type: Research paper
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1711409 Company directors' disqualification proceedings following the failure of FSA-regulated firm
Joanna Gray (pp. 111 - 115)
Keywords: Insolvency, Laws and legislation, Legal decisions
Article type: Viewpoint
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1711410 Objection to terms of FSA decision notice heard by Financial Services and Markets Tribunal
Joanna Gray (pp. 116 - 119)
Keywords: Legal decisions, Senior managers
Article type: Viewpoint
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Book Review

Article Id: Article Information:
1711400 All You Need to Know about Ethics and Finance
Andrew Cornford
pp. 120 - 120
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Editorial

1711411 Editorial
Oonagh McDonald
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